Our client is a multi-cultural investment bank based in Southeast Asia with major activities of SFC RA 1, 4 & 6 in Hong Kong.  The group's business activities are primarily in the areas of Consumer Banking, Wholesale Banking, comprising Investment Banking and Corporate Banking, Treasury & Markets, and Group Strategy & Strategic Investments.

• Report to Regional Head of Compliance located in Singapore and supervise one direct report subordinate to effective the daily operation
• Oversee all compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure the regulatory compliance with SFO/HKMA and other relevant regulations
• Liaise with HKEX, SFC and relevant regulatory bodies for all compliance and licensing matters as well as identify and evaluate compliance risks of the operations and business activities
• Establish and maintain compliance policies, procedures and manuals for all business units with effective measurements for internal control purpose
• Keep abreast of updated regulations and take initiative approach to advise the updates and drive for necessary changes to the BUs and departments
• Undertake ad hoc assignments or projects as required